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Friday, 20 January 2017

PHANTASY IS REQUIRED


Philosophy and Critical Theory
(Excerpt: Philosophy and Class Society)

by Herbert Marcuse

The transformation of a given status is not, of course, the business of philosophy. The philosopher can only participate in social struggles insofar as he is not a professional philosopher. This "division of labor," too, results from the modern separation of the mental from the material means of production, and philosophy cannot overcome it. The abstract character of philosophical work in the past and present is rooted in the social conditions of existence. Adhering to the abstractness of philosophy is more appropriate to circumstances and closer to truth than is the pseudophilosophical concreteness that condescends to social struggles. What is true in philosophical concepts was arrived at by abstracting from the concrete status of man and is true only in such abstraction. Reason, mind, morality, knowledge, and happiness are not only categories of bourgeois philosophy, but concerns of mankind. As such they must be preserved, if not derived anew. When critical theory examines the philosophical doctrines in which it was still possible to speak of man, it deals first with the camouflage and misinterpretation that characterized the discussion of man in the bourgeois period.

With this intention, several fundamental concepts of philosophy have been discussed in this journal [Zeitschrift für Sozialforschung]: truth and verification, rationalism and irrationalism, the role of logic, metaphysics and positivism, and the concept of essence. These were not merely analyzed sociologically, in order to correlate philosophical dogmas with social loci. Nor were specific philosophical contents "resolved" into social facts. To the extent that philosophy is more than ideology, every such attempt must come to nought. When critical theory comes to terms with philosophy, it is interested in the truth content of philosophical concepts and problems. It presupposes that they really contain truth. The enterprise of the sociology of knowledge, to the contrary, is occupied only with the untruths, not the truths of previous philosophy. To be sure, even the highest philosophical categories are connected with social facts, even if only with the most general fact that the struggle of man with nature has not been undertaken by mankind as a free subject but instead has taken place only in class society. This fact comes to expression in many "ontological differences" established by philosophy. Its traces can perhaps be found even in the very forms of conceptual thought: for example, in the determination of logic as essentially the logic of predication, or judgments about given objects of which predicates are variously asserted or denied. It was dialectical logic that first pointed out the shortcomings of this interpretation of judgment: the "contingency" of predication and the "externality" of the process of judgment, which let the subject of judgment appear "outside" as self‑subsistent and the predicate "inside" as though in our heads. Moreover, it is certainly true that many philosophical concepts are mere "foggy ideas" arising out of the domination of existence by an uncontrolled economy and, accordingly, are to be explained precisely by the material conditions of life.

But in its historical forms philosophy also contains insights into human and objective conditions whose truth points beyond previous society and thus cannot be completely reduced to it. Here belong not only the contents dealt with under such concepts as reason, mind, freedom, morality, universality, and essence, but also important achievements of epistemology, psychology, and logic. Their truth content, which surmounts their social conditioning, presupposes not an eternal consciousness that transcendentally constitutes the individual conscious ness of historical subjects but only those particular historical subjects whose consciousness expresses itself in critical theory. It is only with and for this consciousness that the "surpassing" content becomes visible in its real truth. The truth that it recognizes in philosophy is not reducible to existing social conditions. This would be the case only in a form of existence where consciousness is no longer separated from being, enabling the rationality of thought to proceed from the rationality of social existence. Until then truth that is more than the truth of what is can be attained and intended only in opposition to established social relations. To this negative condition, at least, it is subject.

In the past, social relations concealed the meaning of truth. They formed a horizon of untruth that deprived the truth of its meaning. An example is the concept of universal consciousness, which preoccupied German Idealism. It contains the problem of the relation of the subject to the totality of society: How can universality as community (Allgemeinheit), become the subject without abolishing individuality? The understanding that more than an epistemological or metaphysical problem is at issue here can be gained and evaluated only outside the limits of bourgeois thought. The philosophical solutions met with by the problem are to be found in the history of philosophy. No sociological analysis is necessary in order to understand Kant's theory of transcendental synthesis. It embodies an epistemological truth. The interpretation given to the Kantian position by critical theory does not affect the internal philosophical difficulty. By connecting the problem of the universality of knowledge with that of society as a universal subject, it does not purport to provide a better philosophical solution. Critical theory means to show only the specific social conditions at the root of philosophy's inability to pose the problem in a more comprehensive way, and to indicate that any other solution lay beyond that philosophy's boundaries. The untruth inherent in all transcendental treatment of the problem thus comes into philosophy "from outside"; hence it can be overcome only outside philosophy. "Outside" does not mean that social factors affect consciousness from without as though the latter existed independently. It refers rather to a division within the social whole. Consciousness is "externally" conditioned by social existence to the very extent that in bourgeois society the social conditions of the individual are external to him and, as it were, overwhelm him from without. This externality made possible the abstract freedom of the thinking subject. Consequently, only its abolition would enable abstract freedom to disappear as part of the general transformation of the relationship between social being and consciousness.

If the theory's fundamental conception of the relation of social existence to consciousness is to be followed, this "outside" must be taken into consideration. In previous history there has been no pre‑established harmony between correct thought and social being. In the bourgeois period, economic conditions determine philosophical thought insofar as it is the emancipated, self‑reliant individual who thinks. In reality, he counts not in the concretion of his potentialities and needs but only in abstraction from his individuality, as the bearer of labor power, i.e. of useful functions in the process of the realization of capital. Correspondingly, he appears in philosophy only as an abstract subject, abstracted from his full humanity. If he pursues the idea of man, he must think in opposition to facticity. Wishing to conceive this idea in its philosophical purity and universality, he must abstract from the present state of affairs. This abstractness, this radical withdrawal from the given, at least clears a path along which the individual in bourgeois society can seek the truth and adhere to what is known. Beside concreteness and facticity, the thinking subject also leaves its misery "outside." But it cannot escape from itself, for it has incorporated the monadic isolation of the bourgeois individual into its premises. The subject thinks within a horizon of untruth that bars the door to real emancipation.

This horizon explains some of the characteristic features of bourgeois philosophy. One of them affects the idea of truth itself and would seem to relativize "sociologically" all its truths from the start: the coupling of truth and certainty. As such, this connection goes all the way back to ancient philosophy. But only in the modern period has it taken on the typical form that truth must prove itself as the guaranteed property of the individual, and that this proof is considered established only if the individual can continually reproduce the truth as his own achievement. The process of knowledge is never terminated, because in every act of cognition the individual must once again re‑enact the "production of the world" and the categorical organization of experience. However, the process never gets any further because the restriction of "productive" cognition to the transcendental sphere makes any new form of the world impossible. The constitution of the world occurs behind the backs of the individuals; yet it is their work.

The corresponding social factors are clear. The progressive aspects of this construction of the world, namely the foundation of knowledge on the autonomy of the individual and the idea of cognition as an act and task to be continually re‑enacted, are made ineffective by the life process of bourgeois society. But does this sociological limitation affect the true content of the construction, the essential connection of knowledge, freedom, and practice? Bourgeois society's domination reveals itself not only in the dependence of thought but also in the (abstract) independence of its contents. For this society determines consciousness such that the latter's activity and contents survive in the dimension of abstract reason; abstractness saves its truth. What is true is so only to the extent that it is not the truth about social reality. And just because it is not the latter, because it transcends this reality, it can become a matter for critical theory. Sociology that is interested only in the dependent and limited nature of consciousness has nothing to do with truth. Its research, useful in many ways, falsifies the interest and the goal of critical theory. In any case, what was linked, in past knowledge, to specific social structures disappears with them. In contrast, critical theory concerns itself with preventing the loss of the truths which past knowledge labored to attain.

This is not to assert the existence of eternal truths unfolding in changing historical forms of which they need only to be divested in order for their kernel of truth to be revealed. If reason, freedom, knowledge, and happiness really are transformed from abstract concepts into reality, then they will have as much and as little in common with their previous forms as the association of free men with competitive, commodity‑producing society. Of course, to the identity of the basic social structure in previous history certainly corresponds an identity of certain universal truths, whose universal character is an essential component of their truth content. The struggle of authoritarian ideology against abstract universals has clearly exhibited this. That man is a rational being, that this being requires freedom, and that happiness is his highest good are all universal propositions whose progressive impetus derives precisely from their universality. Universality gives them an almost revolutionary character, for they claim that all, and not merely this or that particular person, should be rational, free, and happy. In a society whose reality gives the lie to all these universals, philosophy cannot make them concrete. Under such conditions, adherence to universality is more important than its philosophical destruction.

Critical theory's interest in the liberation of mankind binds it to certain ancient truths. It is at one with philosophy in maintaining that man can be more than a manipulable subject in the production process of class society. To the extent that philosophy has nevertheless made its peace with man's determination by economic conditions, it has allied itself with repression. That is the bad materialism that underlies the edifice of idealism: the consolation that in the material world everything is in order as it is. (Even when it has not been the personal conviction of the philosopher, this consolation has arisen almost automatically as part of the mode of thought of bourgeois idealism and constitutes its ultimate affinity with its time.) The other premise of this materialism is that the mind is not to make its demands in this world, but is to orient itself toward another realm that does not conflict with the material world. The materialism of bourgeois practice can quite easily come to terms with this attitude. The bad materialism of philosophy is overcome in the materialist theory of society. The latter opposes not only the production relations that gave rise to bad materialism, but every form of production that dominates man instead of being dominated by him: this idealism underlies its materialism. Its constructive concepts, too, have a residue of abstractness as long as the reality toward which they are directed is not yet given. Here, however, abstractness results not from avoiding the status quo, but from orientation toward the future status of man. It cannot be supplanted by another, correct theory of the established order (as idealist abstractness was replaced by the critique of political economy). It cannot be succeeded by a new theory, but only by rational reality itself. The abyss between rational and present reality cannot be bridged by conceptual thought. In order to retain what is not yet present as a goal in the present, phantasy is required.


SOURCE: Marcuse, Herbert. "Philosophy and Critical Theory," in Negations: Essays in Critical Theory, with translations from the German by Jeremy J. Shapiro (Boston: Beacon Press, 1968), pp. 134-158. Excerpt, pp. 147-154, footnotes omitted. Originally published in Zeitschrift für Sozialforschung, vol. VI, 1937.